Carol Ruffell – Director

Carol has worked in the fund administration industry for over 23 years. During this time, she held senior executive roles in respect of regulation and compliance within the UK FSA regulated investment fund business at Commercial Union, (now Aviva plc) and in Morley Fund Management Ltd. In January 2001, she joined the start up fund supermarket business of Cofunds Ltd, as Head of Compliance, holding the FSA Approved Persons functions of Compliance Officer and MLRO. Reporting directly to the CEO, she was responsible for the compliance, risk and audit monitoring of the back office administration operation as the business grew from a standing start to over £3.5bn of assets under administration at the time of her departure to Gibraltar. Carol is a part owner and director of Vista Fund Services Limited as well as a director of a number of Experienced Investor Funds. A graduate in law from Warwick University and an Associate member of the UK Compliance Institute, Carol holds a Class VIII licence under the Gibraltar Financial Services Act 1989 as a Company Manager in respect of client companies and the provision of directorships to Experienced Investor Funds, licence number FSC00885I.

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